G2TT
来源类型Research Reports
规范类型报告
来源IDRR-1269-DOL
Financial Advice Markets: A Cross-Country Comparison
Jeremy Burke; Angela A. Hung
发表日期2015
出版年2015
页码42
语种英语
结论

Many countries enacted new regulation to improve financial advice quality.

  • New regulations on financial advisers include commission bans and elevation of required professional standards.
  • Several countries have placed outright bans on some commissions to help align incentives between advisers and their clients, and several raised professional standards required to become a financial adviser.

The results of the new regulations are as yet unclear.

  • There is only limited preliminary evidence about the impact on consumers of the significant financial-regulation changes around the world.
主题Australia ; Banking and Finance Legislation ; Banking and Financial Services ; European Union ; Financial Decision Making ; Germany ; Singapore ; United Kingdom ; United States
URLhttps://www.rand.org/pubs/research_reports/RR1269.html
来源智库RAND Corporation (United States)
资源类型智库出版物
条目标识符http://119.78.100.153/handle/2XGU8XDN/107922
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Jeremy Burke,Angela A. Hung. Financial Advice Markets: A Cross-Country Comparison. 2015.
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